Saba Capital Management, L.P.'s Form 4 filing
Saba Capital Income & Opportunities Fund II (SABA) · filed Sep 26, 2022
- Accession no.
- 0001510281-22-000186
- Filed
- Sep 26, 2022, 5:20 PM ET
- Trade date
- Sep 22-26, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $664.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2022 | Common Stock | PPurchaseAcquired | +20,261 | $4.46 | +$90,364.06 | 34,139,300 | Indirect | |
| Sep 23, 2022 | Common Stock | PPurchaseAcquired | +84,322 | $4.34 | +$365,957.48 | 34,223,622 | Indirect | |
| Sep 26, 2022 | Common Stock | PPurchaseAcquired | +48,988 | $4.25 | +$208,199 | 34,272,610 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.