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Saba Capital Management, L.P.'s Form 4 filing

Saba Capital Income & Opportunities Fund (BRW) · filed Sep 8, 2022

Accession no.
0001510281-22-000176
Filed
Sep 8, 2022, 1:20 PM ET
Trade date
Sep 6-7, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $692.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Saba Capital Management, L.P.CIK 0001510281Officer (President), 10% Owner
Weinstein BoazCIK 0001608233Officer (President), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 6, 2022Common StockSSaleDisposed−68,823$8.44−$580,866.124,357,704Indirect
Sep 7, 2022Common StockSSaleDisposed−13,173$8.44−$111,180.124,344,531Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)