Saba Capital Management, L.P.'s Form 4 filing
Saba Capital Income & Opportunities Fund (BRW) · filed Sep 6, 2022
- Accession no.
- 0001510281-22-000173
- Filed
- Sep 6, 2022, 12:24 PM ET
- Trade date
- Aug 31-Sep 2, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $680.8K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | Officer (President), 10% Owner |
| Weinstein BoazCIK 0001608233 | Officer (President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2022 | Common Stock | SSaleDisposed | −19,768 | $8.53 | −$168,621.04 | 4,487,196 | Indirect | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −16,970 | $8.42 | −$142,887.4 | 4,470,226 | Indirect | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −43,699 | $8.45 | −$369,256.55 | 4,426,527 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.