Saba Capital Management, L.P.'s Form 4/A amendment
AmendedSaba Capital Income & Opportunities Fund II (SABA) · filed Jul 12, 2022
- Accession no.
- 0001510281-22-000149
- Filed
- Jul 12, 2022, 1:18 PM ET
- Trade date
- Jul 8-11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 12, 2022
This filing lists 2 non-derivative transactions. Open-market purchases total $217.8K. It was filed 4 days after the trade.
This amendment replaces 0001510281-22-000147 (filed Jul 12, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2022 | Common Stock | PPurchaseAcquired | +511 | $4.41 | +$2,253.51 | 30,510,177 | Indirect | |
| Jul 11, 2022 | Common Stock | PPurchaseAcquired | +50,000 | $4.31 | +$215,500 | 30,560,177 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.