Saba Capital Management, L.P.'s Form 4 filing
Saba Capital Income & Opportunities Fund (BRW) · filed May 24, 2022
- Accession no.
- 0001510281-22-000107
- Filed
- May 24, 2022, 5:23 PM ET
- Trade date
- May 23-24, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $394.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2022 | Common Stock | SSaleDisposed | −40,664 | $8.10 | −$329,378.4 | 4,644,070 | Indirect | |
| May 24, 2022 | Common Stock | SSaleDisposed | −8,099 | $8.06 | −$65,277.94 | 4,635,971 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.