Saba Capital Management, L.P.'s Form 4 filing
Saba Capital Income & Opportunities Fund (BRW) · filed May 10, 2022
- Accession no.
- 0001510281-22-000097
- Filed
- May 10, 2022, 1:34 PM ET
- Trade date
- May 6-9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $329.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 6, 2022 | Common Stock | SSaleDisposed | −44,826 | $4.23 | −$189,613.98 | 9,601,743 | Indirect | |
| May 9, 2022 | Common Stock | SSaleDisposed | −33,712 | $4.16 | −$140,241.92 | 9,568,031 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.