Saba Capital Management, L.P.'s Form 4 filing
Salient Midstream & MLP Fund (SMM) · filed Mar 7, 2022
- Accession no.
- 0001510281-22-000040
- Filed
- Mar 7, 2022, 12:18 PM ET
- Trade date
- Mar 3-4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $547.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2022 | Common Stock | PPurchaseAcquired | +3,734 | $7.63 | +$28,490.42 | 3,367,770 | Indirect | |
| Mar 4, 2022 | Common Stock | PPurchaseAcquired | +67,655 | $7.67 | +$518,913.85 | 3,435,425 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.