Saba Capital Management, L.P.'s Form 4 filing
Salient Midstream & MLP Fund (SMM) · filed Feb 24, 2022
- Accession no.
- 0001510281-22-000030
- Filed
- Feb 24, 2022, 5:13 PM ET
- Trade date
- Feb 22-24, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $597.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Common Stock | PPurchaseAcquired | +52,741 | $7.13 | +$376,043.33 | 3,315,738 | Indirect | |
| Feb 23, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $7.04 | +$140,800 | 3,335,738 | Indirect | |
| Feb 24, 2022 | Common Stock | PPurchaseAcquired | +11,883 | $6.82 | +$81,042.06 | 3,347,621 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.