Weinstein Boaz's Form 4 filing
Saba Capital Income & Opportunities Fund (BRW) · filed Jan 31, 2022
- Accession no.
- 0001510281-22-000012
- Filed
- Jan 31, 2022, 10:43 AM ET
- Trade date
- Jan 27-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $251.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weinstein BoazCIK 0001608233 | Officer (President), 10% Owner |
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2022 | Common Stock | SSaleDisposed | −40,584 | $4.55 | −$184,657.2 | 10,258,807 | Indirect | |
| Jan 28, 2022 | Common Stock | SSaleDisposed | −14,916 | $4.50 | −$67,122 | 10,243,891 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.