Saba Capital Management, L.P.'s Form 4 filing
Salient Midstream & MLP Fund (SMM) · filed Nov 26, 2021
- Accession no.
- 0001510281-21-000137
- Filed
- Nov 26, 2021, 1:18 PM ET
- Trade date
- Nov 22-26, 2021
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $480.0K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | PPurchaseAcquired | +9,698 | $6.50 | +$63,037 | 1,801,219 | Indirect | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +24,501 | $6.58 | +$161,216.58 | 1,825,720 | Indirect | |
| Nov 24, 2021 | Common Stock | PPurchaseAcquired | +34,123 | $6.63 | +$226,235.49 | 1,859,843 | Indirect | |
| Nov 26, 2021 | Common Stock | PPurchaseAcquired | +4,603 | $6.41 | +$29,505.23 | 1,864,446 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.