Weinstein Boaz's Form 4 filing
Saba Capital Income & Opportunities Fund (BRW) · filed Nov 22, 2021
- Accession no.
- 0001510281-21-000135
- Filed
- Nov 22, 2021, 2:19 PM ET
- Trade date
- Nov 19-22, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $526.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weinstein BoazCIK 0001608233 | Officer (President), 10% Owner |
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | SSaleDisposed | −100,000 | $4.59 | −$459,000 | 10,551,646 | Indirect | |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −14,670 | $4.60 | −$67,482 | 10,651,646 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.