Weinstein Boaz's Form 4 filing
Saba Capital Income & Opportunities Fund (BRW) · filed Nov 12, 2021
- Accession no.
- 0001510281-21-000133
- Filed
- Nov 12, 2021, 1:12 PM ET
- Trade date
- Nov 8-10, 2021
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $665.1K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weinstein BoazCIK 0001608233 | Officer (President), 10% Owner |
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | SSaleDisposed | −21,443 | $4.69 | −$100,567.67 | 10,914,517 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −47,520 | $4.65 | −$220,968 | 10,866,997 | Indirect | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −74,043 | $4.64 | −$343,559.52 | 10,792,954 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.