Saba Capital Management, L.P.'s Form 4 filing
Saba Capital Income & Opportunities Fund II (SABA) · filed Sep 17, 2021
- Accession no.
- 0001510281-21-000124
- Filed
- Sep 17, 2021, 2:32 PM ET
- Trade date
- Sep 14-16, 2021
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $768.6K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +87,561 | $5.47 | +$478,958.67 | 29,621,407 | Indirect | |
| Sep 15, 2021 | Common Stock | PPurchaseAcquired | +2,307 | $5.47 | +$12,619.29 | 29,623,714 | Indirect | |
| Sep 16, 2021 | Common Stock | PPurchaseAcquired | +50,464 | $5.49 | +$277,047.36 | 29,674,178 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.