Weinstein Boaz's Form 4 filing
Saba Capital Income & Opportunities Fund (BRW) · filed Jul 28, 2021
- Accession no.
- 0001510281-21-000106
- Filed
- Jul 28, 2021, 4:52 PM ET
- Trade date
- Jul 23-27, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $865.1K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weinstein BoazCIK 0001608233 | Officer (President), 10% Owner |
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock | DReturned to the companyDisposed | −12,447,391 | $4.85 | −$60,369,846.35 | 12,889,410 | Indirect | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −108,661 | $4.55 | −$494,407.55 | 12,780,749 | Indirect | |
| Jul 27, 2021 | Common Stock | SSaleDisposed | −81,472 | $4.55 | −$370,697.6 | 12,699,277 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.