Saba Capital Management, L.P.'s Form 4 filing
Saba Capital Income & Opportunities Fund (BRW) · filed Jul 15, 2021
- Accession no.
- 0001510281-21-000097
- Filed
- Jul 15, 2021, 3:25 PM ET
- Trade date
- Jul 13-15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $677.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2021 | Common Stock | SSaleDisposed | −40,000 | $4.72 | −$188,800 | 25,804,996 | Indirect | |
| Jul 14, 2021 | Common Stock | SSaleDisposed | −50,000 | $4.72 | −$236,000 | 25,754,996 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −53,750 | $4.70 | −$252,625 | 25,701,246 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.