Saba Capital Management, L.P.'s Form 4 filing
Saba Capital Income & Opportunities Fund II (SABA) · filed Jul 2, 2021
- Accession no.
- 0001510281-21-000092
- Filed
- Jul 2, 2021, 11:36 AM ET
- Trade date
- Jun 29-Jul 1, 2021
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $3.30M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2021 | Common Stock | PPurchaseAcquired | +197,313 | $5.62 | +$1,108,899.06 | 25,292,051 | Indirect | |
| Jun 30, 2021 | Common Stock | PPurchaseAcquired | +232,659 | $5.62 | +$1,307,543.58 | 25,524,710 | Indirect | |
| Jul 1, 2021 | Common Stock | PPurchaseAcquired | +156,974 | $5.63 | +$883,763.62 | 25,681,684 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.