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James Joshua G's Form 4/A amendment

Amended

Huckleberry.ai, Inc. (DOMO) · filed Mar 31, 2023

Accession no.
0001505952-23-000032
Filed
Mar 31, 2023, 5:48 PM ET
Trade date
Nov 22, 2022
Filing delay
129 days
Rule 10b5-1 plan
Not checked
Original filed
Nov 28, 2022

This filing lists 2 non-derivative transactions. Open-market sales total $644.1K. It was filed 129 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
James Joshua GCIK 000136677010% Owner
Cocolalla, LLCCIK 000136768710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2022Class B Common StockSSaleDisposed−40,096$12.88F1,F2−$516,412.42146,935Direct
Nov 22, 2022Class B Common StockSSaleDisposed−9,915$12.88F1,F3−$127,729.990Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On November 28, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 50,011 shares of the issuer's Class B common stock on November 22, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 40,096 shares on such date and Cocolalla, LLC disposed of an aggregate of 9,915 shares on such date.

Referenced by the price of 2 transactions in Table I.

F2

The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $12.41 to $13.33 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $12.52 to $13.33 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC.

Read the full filing on SEC EDGAR (opens in a new tab)