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James Joshua G's Form 4/A amendment

Amended

Huckleberry.ai, Inc. (DOMO) · filed Mar 31, 2023

Accession no.
0001505952-23-000028
Filed
Mar 31, 2023, 5:31 PM ET
Trade date
Jul 3, 2018
Filing delay
1,732 days
Rule 10b5-1 plan
Not checked
Original filed
Jul 3, 2018

This filing lists 1 non-derivative transaction. Open-market purchases total $2.10M. It was filed 1,732 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
James Joshua GCIK 0001366770Director, Officer (Founder, CEO, Chairman), 10% Owner
Cocolalla, LLCCIK 000136768710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 3, 2018Class B Common StockPPurchaseAcquired+100,000$21.00+$2,100,000100,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On July 3, 2018, Joshua G. James filed a Form 4 that incorrectly reported the acquisition by Mr. James of 100,000 shares of the issuer's Class B common stock. In fact, as reported by this amendment, such shares of Class B common stock were acquired by Cocolalla, LLC.

F2

The reported securities are held of record by Cocolalla, LLC. Joshua G. James is the manager of Cocolalla, LLC with voting and dispositive power over the shares. Consequently, Mr. James may may be deemed to beneficially own the shares held of record by Cocolalla, LLC.

Read the full filing on SEC EDGAR (opens in a new tab)