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Holland C Malcolm III's Form 4 filing

Veritex Holdings, Inc. (VBTX) · filed Jul 24, 2025

Accession no.
0001501570-25-000127
Filed
Jul 24, 2025
Trade date
Jul 22-23, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $6.13M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Holland C Malcolm IIICIK 0001621668Director, Officer (Chairman, CEO, President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 22, 2025Common StockMOption exerciseAcquired+12,379$16.21+$200,663.59306,887Direct
Jul 22, 2025Common StockSSaleDisposed−12,379$32.25F1−$399,222.75294,508Direct
Jul 22, 2025Common StockMOption exerciseAcquired+9,375$26.71+$250,406.25303,883Direct
Jul 22, 2025Common StockSSaleDisposed−9,375$32.30−$302,812.5294,508Direct
Jul 22, 2025Common StockMOption exerciseAcquired+14,496$27.59+$399,944.64309,004Direct
Jul 22, 2025Common StockSSaleDisposed−14,496$32.26F2−$467,640.96294,508Direct
Jul 22, 2025Common StockMOption exerciseAcquired+39,512$21.38+$844,766.56334,020Direct
Jul 22, 2025Common StockSSaleDisposed−39,512$32.25F3−$1,274,262294,508Direct
Jul 22, 2025Common StockMOption exerciseAcquired+50,000$21.38+$1,069,000344,508Direct
Jul 22, 2025Common StockSSaleDisposed−50,000$32.27F4−$1,613,500294,508Direct
Jul 23, 2025Common StockMOption exerciseAcquired+63,642$29.13+$1,853,891.46358,150Direct
Jul 23, 2025Common StockSSaleDisposed−63,642$32.50−$2,068,365294,508Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 22, 2025Common StockMOption exerciseDisposed−12,379$16.21−$200,663.590Direct
Jul 22, 2025Common StockMOption exerciseDisposed−9,375$26.71−$250,406.250Direct
Jul 22, 2025Common StockMOption exerciseDisposed−14,496$27.59−$399,944.640Direct
Jul 22, 2025Common StockMOption exerciseDisposed−39,512$21.38−$844,766.560Direct
Jul 22, 2025Common StockMOption exerciseDisposed−50,000$21.38−$1,069,0000Direct
Jul 23, 2025Common StockMOption exerciseDisposed−63,642$29.13−$1,853,891.460Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $32.24 to $32.26, inclusive.

Referenced by the price of 1 transaction in Table I.

F2

Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $32.26 to $32.29, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $32.24 to $32.30, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $32.25 to $32.31, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)