Holland C Malcolm III's Form 4 filing
Veritex Holdings, Inc. (VBTX) · filed Nov 4, 2024
- Accession no.
- 0001501570-24-000187
- Filed
- Nov 4, 2024
- Trade date
- Oct 28, 2024
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $353.8K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holland C Malcolm IIICIK 0001621668 | Director, Officer (Chairman, CEO, President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2024 | Common Stock | MOption exerciseAcquired | +12,777 | $14.17 | +$181,050.09 | 236,909 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −1,695 | $27.64 | −$46,849.8 | 235,214 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −1,941 | $27.65 | −$53,668.65 | 233,273 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −69 | $27.66 | −$1,908.54 | 233,204 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −171 | $27.67 | −$4,731.57 | 233,033 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −364 | $27.68 | −$10,075.52 | 232,669 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −425 | $27.69 | −$11,768.25 | 232,244 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −708 | $27.70 | −$19,611.6 | 231,536 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −6,958 | $27.71 | −$192,806.18 | 224,578 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −319 | $27.72 | −$8,842.68 | 224,259 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −127 | $27.72 | −$3,520.44 | 224,132 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2024 | Common Stock | MOption exerciseDisposed | −12,777 | $14.17 | −$181,050.09 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.