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Daw Tracy D's Form 4 filing

Funko, Inc. (FNKO) · filed Mar 19, 2026

Accession no.
0001501098-26-000006
Filed
Mar 19, 2026
Trade date
Mar 17-18, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market sales total $46.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Daw Tracy DCIK 0001501098Officer (CHIEF LEGAL OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 18, 2026CLASS A COMMON STOCKSSaleDisposed−12,793$3.65−$46,694.4547,016Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 17, 2026CLASS A COMMON STOCKAGrant or awardAcquired+123,750$0.00$0123,750Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)