Hawkins Karen Lea's Form 4 filing
Optex Systems Holdings Inc (OPXS) · filed Jan 24, 2022
- Accession no.
- 0001500557-22-000002
- Filed
- Jan 24, 2022
- Trade date
- Feb 28, 2020-Jan 4, 2022
- Filing delay
- 696 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market purchases total $8.48K. Open-market sales total $9.36K. It was filed 696 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hawkins Karen LeaCIK 0001500557 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2020 | COMMON STOCK | PPurchaseAcquired | +1,900 | $2.00 | +$3,800 | 225,036 | Direct | |
| Mar 20, 2020 | COMMON STOCK | PPurchaseAcquired | +3,000 | $1.56 | +$4,680 | 228,036 | Direct | |
| Jan 2, 2021 | COMMON STOCK | AGrant or awardAcquired | +11,608 | $1.78 | +$20,662.24 | 239,644 | Direct | |
| Sep 1, 2021 | COMMON STOCK | SSaleAcquired | +6,000 | $1.56 | +$9,360 | 233,644 | Direct | |
| Jan 4, 2022 | COMMON STOCK | AGrant or awardAcquired | +11,608 | $1.91 | +$22,171.28 | 245,252 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.