Rady Ernest S's Form 4 filing
American Assets Trust, Inc. (AAT) · filed Nov 2, 2022
- Accession no.
- 0001500217-22-000127
- Filed
- Nov 2, 2022
- Trade date
- Oct 31-Nov 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $1.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rady Ernest SCIK 0001221359 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock, par value $0.01 | PPurchaseAcquired | +20,000 | $27.30 | +$546,000 | 2,247,022 | Indirect | |
| Nov 1, 2022 | Common Stock, par value $0.01 | PPurchaseAcquired | +10,000 | $27.90 | +$279,000 | 6,957,855 | Indirect | |
| Nov 2, 2022 | Common Stock, par value $0.01 | PPurchaseAcquired | +20,000 | $27.75 | +$555,000 | 6,977,855 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.