Rady Ernest S's Form 4 filing
American Assets Trust, Inc. (AAT) · filed Dec 15, 2021
- Accession no.
- 0001500217-21-000178
- Filed
- Dec 15, 2021
- Trade date
- Dec 13-15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $963.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rady Ernest SCIK 0001221359 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common Stock, par value $0.01 | PPurchaseAcquired | +847 | $35.67 | +$30,212.49 | 6,439,219 | Indirect | |
| Dec 14, 2021 | Common Stock, par value $0.01 | PPurchaseAcquired | +25,000 | $35.10 | +$877,500 | 6,464,219 | Indirect | |
| Dec 14, 2021 | Common Stock, par value $0.01 | GGiftDisposed | −300 | $0.00 | $0 | 6,463,919 | Indirect | |
| Dec 15, 2021 | Common Stock, par value $0.01 | PPurchaseAcquired | +1,599 | $34.97 | +$55,917.03 | 1,897,574 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.