Rady Ernest S's Form 4 filing
American Assets Trust, Inc. (AAT) · filed Dec 3, 2021
- Accession no.
- 0001500217-21-000164
- Filed
- Dec 3, 2021
- Trade date
- Dec 1-3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $778.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rady Ernest SCIK 0001221359 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock, par value $0.01 | PPurchaseAcquired | +10,000 | $35.39 | +$353,900 | 6,419,708 | Indirect | |
| Dec 2, 2021 | Common Stock, par value $0.01 | PPurchaseAcquired | +2,497 | $34.45 | +$86,021.65 | 6,422,205 | Indirect | |
| Dec 3, 2021 | Common Stock, par value $0.01 | PPurchaseAcquired | +9,722 | $34.84 | +$338,714.48 | 6,431,927 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.