Rady Ernest S's Form 4 filing
American Assets Trust, Inc. (AAT) · filed Nov 9, 2021
- Accession no.
- 0001500217-21-000141
- Filed
- Nov 9, 2021
- Trade date
- Nov 8-9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $343.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rady Ernest SCIK 0001221359 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock, par value $0.01 | PPurchaseAcquired | +5,000 | $39.56 | +$197,800 | 6,354,158 | Indirect | |
| Nov 9, 2021 | Common Stock, par value $0.01 | PPurchaseAcquired | +3,700 | $39.32 | +$145,484 | 6,357,858 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.