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Hellum Erik's Form 4 filing

Townsquare Media, Inc. (TSQ) · filed Sep 25, 2024

Accession no.
0001499832-24-000120
Filed
Sep 25, 2024
Trade date
Sep 23-24, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $209.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hellum ErikCIK 0001613709Officer (COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 23, 2024Class A Common StockMOption exerciseAcquired+11,039$6.25+$68,993.75627,942Direct
Sep 23, 2024Class A Common StockSSaleDisposed−11,039$10.34F1−$114,143.26616,903Direct
Sep 24, 2024Class A Common StockMOption exerciseAcquired+5,000$6.57+$32,850616,903Direct
Sep 24, 2024Class A Common StockSSaleDisposed−5,000$10.30F2−$51,500611,903Direct
Sep 24, 2024Class A Common StockMOption exerciseAcquired+4,223$6.25+$26,393.75611,903Direct
Sep 24, 2024Class A Common StockSSaleDisposed−4,223$10.29F3−$43,454.67607,680Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 23, 2024Class A Common StockMOption exerciseDisposed−11,039$0.00F6$0529,085Direct
Sep 24, 2024Class A Common StockMOption exerciseDisposed−5,000$0.00F6$0524,085Direct
Sep 24, 2024Class A Common StockMOption exerciseDisposed−4,223$0.00F6$0519,862Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.30 to $10.55. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.30 to $10.32. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.37. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Column 8 has been intentionally left blank because the transaction was an exercise of a derivative security.

Referenced by the price of 3 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)