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Lebow David's Form 4 filing

Townsquare Media, Inc. (TSQ) · filed Aug 31, 2023

Accession no.
0001499832-23-000091
Filed
Aug 31, 2023
Trade date
Aug 29-30, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $102.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lebow DavidCIK 0001613711Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 29, 2023Class A Common StockMOption exerciseAcquired+5,529$8.74+$48,323.4685,194Direct
Aug 29, 2023Class A Common StockSSaleDisposed−5,529$9.30F1−$51,419.779,665Direct
Aug 29, 2023Class A Common StockMOption exerciseAcquired+436$8.74+$3,810.6479,665Direct
Aug 30, 2023Class A Common StockMOption exerciseAcquired+5,457$8.74+$47,694.1879,665Direct
Aug 30, 2023Class A Common StockSSaleDisposed−5,457$9.42F2−$51,404.9474,208Direct
Aug 30, 2023Class A Common StockMOption exerciseAcquired+505$8.74+$4,413.774,208Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 29, 2023Class A Common StockMOption exerciseDisposed−5,529$0.00F5$016,398Direct
Aug 29, 2023Class A Common StockMOption exerciseDisposed−436$0.00F5$015,962Direct
Aug 30, 2023Class A Common StockMOption exerciseDisposed−5,457$0.00F5$010,505Direct
Aug 30, 2023Class A Common StockMOption exerciseDisposed−505$0.00F5$010,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.21 to $9.39. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.36 to $9.47. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Column 8 has been intentionally left blank because the transaction was an exercise of a derivative security.

Referenced by the price of 4 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)