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Lebow David's Form 4 filing

Townsquare Media, Inc. (TSQ) · filed Aug 29, 2023

Accession no.
0001499832-23-000089
Filed
Aug 29, 2023
Trade date
Aug 25-28, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $91.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lebow DavidCIK 0001613711Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 25, 2023Class A Common StockMOption exerciseAcquired+4,024$8.74+$35,169.7694,592Direct
Aug 25, 2023Class A Common StockSSaleDisposed−4,024$9.70F1−$39,032.890,568Direct
Aug 25, 2023Class A Common StockMOption exerciseAcquired+451$8.74+$3,941.7490,568Direct
Aug 28, 2023Class A Common StockMOption exerciseAcquired+5,374$8.74+$46,968.7690,568Direct
Aug 28, 2023Class A Common StockSSaleDisposed−5,374$9.72F2−$52,235.2885,194Direct
Aug 28, 2023Class A Common StockMOption exerciseAcquired+590$8.74+$5,156.685,194Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 25, 2023Class A Common StockMOption exerciseDisposed−4,024$0.00F5$028,342Direct
Aug 25, 2023Class A Common StockMOption exerciseDisposed−451$0.00F5$027,891Direct
Aug 28, 2023Class A Common StockMOption exerciseDisposed−5,374$0.00F5$022,517Direct
Aug 28, 2023Class A Common StockMOption exerciseDisposed−590$0.00F5$021,927Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.69 to $9.72. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.62 to $9.86. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Column 8 has been intentionally left blank because the transaction was an exercise of a derivative security.

Referenced by the price of 4 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)