Bass Dean O.'s Form 4/A amendment
AmendedSpirit of Texas Bancshares, Inc. (STXB) · filed Nov 3, 2021
- Accession no.
- 0001499453-21-000054
- Filed
- Nov 3, 2021
- Trade date
- Nov 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 3, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $49.0K. It was filed 2 days after the trade.
This amendment replaces 0001499453-21-000052 (filed Nov 3, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bass Dean O.CIK 0001738140 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | SSaleDisposed | −2,000 | $24.52 | −$49,040 | 245,540 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/2021.
- F2
Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.
Remarks
This Form 4/A is being filed to include Footnote #1, which was inadvertently omitted from the originally filed Form 4.