Miller Peter K's Form 4 filing
OptiNose, Inc. (OPTN) · filed Dec 19, 2022
- Accession no.
- 0001494650-22-000136
- Filed
- Dec 19, 2022
- Trade date
- Dec 15-16, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $25.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miller Peter KCIK 0001493024 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2022 | Common Stock | AGrant or awardAcquired | +10,850 | $0.00 | $0 | 898,301 | Direct | |
| Dec 16, 2022 | Common Stock | SSaleDisposed | −15,253 | $1.69 | −$25,777.57 | 883,048 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.