Marino Michael F III's Form 4 filing
OptiNose, Inc. (OPTN) · filed Sep 20, 2022
- Accession no.
- 0001494650-22-000106
- Filed
- Sep 20, 2022
- Trade date
- Sep 15-20, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $9.72K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marino Michael F IIICIK 0001502700 | Officer (Chief Legal Officer & Corp Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Common Stock | AGrant or awardAcquired | +3,816 | $0.00 | $0 | 187,262 | Direct | |
| Sep 16, 2022 | Common Stock | SSaleDisposed | −1,583 | $3.55 | −$5,619.65 | 185,679 | Direct | |
| Sep 20, 2022 | Common Stock | SSaleDisposed | −1,151 | $3.56 | −$4,097.56 | 184,528 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.