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Lai John's Form 4 filing

PetVivo Holdings, Inc. (PETV) · filed Sep 10, 2026

Accession no.
0001493152-26-042061
Filed
Sep 10, 2026, 6:28 AM ET
Trade date
Sep 8-9, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001493152-26-042324 (Sep 11, 2026). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lai JohnCIK 0001302378Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 9, 2026Common StockAGrant or awardAcquired+31,250$0.78+$24,3752,413,163Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 8, 2026Common StockCConversionDisposed−31,250–F1–31,250Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the acquisition of restricted common stock and warrants by the Reporting Person in connection with a private placement investment in the Company pursuant to a subscription agreement.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)