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James Jeremy William's Form 4 filing

MDB Capital Holdings, LLC (MDBH) · filed Jan 27, 2026

Accession no.
0001493152-26-003862
Filed
Jan 27, 2026
Trade date
Jan 26, 2025-Jan 23, 2026
Filing delay
366 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $11.6K. It was filed 366 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
James Jeremy WilliamCIK 0001952160Officer (CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 23, 2026Common StockSSaleDisposed−60$3.34F1−$200.423,279Direct
Jan 26, 2025Common StockSSaleDisposed−3,440$3.32F2−$11,420.819,839Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price in Column 4 is an average sales price. The shares sold on January 23, 2026 were sold in multiple transactions at prices ranging from $3.32 to $3.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

The reported price in Column 4 is an average sales price. The shares sold on January 26, 2026 were sold in multiple transactions at prices ranging from $3.30 to $3.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Remarks

Note. The sales reported upon represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read the full filing on SEC EDGAR (opens in a new tab)