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Smalling Ralph's Form 4 filing

GENELUX Corp (GNLX) · filed Dec 9, 2025

Accession no.
0001493152-25-026981
Filed
Dec 9, 2025
Trade date
Aug 21-Dec 5, 2025
Filing delay
110 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $8.74K. It was filed 110 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smalling RalphCIK 0001983288Officer (Head of Regulatory)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 21, 2025Common StockSSaleDisposed−1,244$3.36−$4,179.8469,746Direct
Sep 3, 2025Common StockSSaleDisposed−580$3.36−$1,948.869,166Direct
Nov 17, 2025Common StockSSaleDisposed−343$5.37−$1,841.9168,823Direct
Dec 5, 2025Common StockSSaleDisposed−165$4.69−$773.8568,658Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)