Chan Heng Fai Ambrose's Form 4 filing
Alset Inc. (AEI) · filed Feb 10, 2025
- Accession no.
- 0001493152-25-005709
- Filed
- Feb 10, 2025
- Trade date
- Feb 6-7, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $294.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chan Heng Fai AmbroseCIK 0001261725 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2025 | Common Stock | PPurchaseAcquired | +141,060 | $0.99 | +$139,649.4 | 6,179,498 | Direct | |
| Feb 7, 2025 | Common Stock | PPurchaseAcquired | +150,000 | $1.03 | +$154,500 | 6,329,498 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.