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Jolcover Scott's Form 4 filing

American Battery Technology Co (ABAT) · filed Jan 15, 2025

Accession no.
0001493152-25-002411
Filed
Jan 15, 2025
Trade date
Jan 13-14, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 5 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jolcover ScottCIK 0001426863Officer (Chief Mineral Resource Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 13, 2025Common StockAGrant or awardAcquired+4,816$0.00$0223,817Direct
Jan 13, 2025Common StockAGrant or awardAcquired+6,250$0.00$0230,067Direct
Jan 14, 2025Common StockFTax withholdingDisposed−782$1.82−$1,423.24229,285Direct
Jan 14, 2025Common StockFTax withholdingDisposed−4,778$1.78−$8,504.84224,507Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 13, 2025Common StockPPurchaseAcquired+26,307$0.99+$26,043.9326,307Direct
Jan 13, 2025Common StockPPurchaseAcquired+32,754$4.29+$140,514.6632,754Direct
Jan 13, 2025Common StockPPurchaseAcquired+46,835$4.29+$200,922.1546,835Direct
Jan 13, 2025Common StockPPurchaseAcquired+4,533$6.53+$29,600.494,533Direct
Jan 13, 2025Common StockPPurchaseAcquired+7,948$6.60+$52,456.87,948Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)