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Melsert Ryan Mitchell's Form 4 filing

American Battery Technology Co (ABAT) · filed Jan 15, 2025

Accession no.
0001493152-25-002409
Filed
Jan 15, 2025
Trade date
Jan 13-14, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 5 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Melsert Ryan MitchellCIK 0001823522Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 13, 2025Common StockAGrant or awardAcquired+13,129$0.00$01,642,051Direct
Jan 13, 2025Common StockAGrant or awardAcquired+10,937$0.00$01,652,988Direct
Jan 14, 2025Common StockFTax withholdingDisposed−2,607$1.82−$4,744.741,650,381Direct
Jan 14, 2025Common StockFTax withholdingDisposed−9,165$1.78−$16,313.71,641,216Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 13, 2025Common StockPPurchaseAcquired+157,844$0.99+$156,265.56157,844Direct
Jan 13, 2025Common StockPPurchaseAcquired+196,988$4.33+$852,958.04196,988Direct
Jan 13, 2025Common StockPPurchaseAcquired+197,914$4.33+$856,967.62197,914Direct
Jan 13, 2025Common StockPPurchaseAcquired+23,609$10.49+$247,658.4123,609Direct
Jan 13, 2025Common StockPPurchaseAcquired+65,386$10.50+$686,55365,386Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)