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Chan Heng Fai Ambrose's Form 4 filing

DSS, Inc. (DSS) · filed Dec 12, 2024

Accession no.
0001493152-24-049861
Filed
Dec 12, 2024, 9:49 PM ET
Trade date
Dec 10, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $1.00M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chan Heng Fai AmbroseCIK 0001261725Director, 10% Owner
Alset Inc.CIK 000175010610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 10, 2024Common StockPPurchaseAcquired+820,597$0.9749+$800,000.023,961,211Indirect
Dec 10, 2024Common StockPPurchaseAcquired+205,149$0.9749+$199,999.761,184,475Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)