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James Jeremy William's Form 4 filing

MDB Capital Holdings, LLC (MDBH) · filed Nov 29, 2024

Accession no.
0001493152-24-048147
Filed
Nov 29, 2024
Trade date
Oct 21-Nov 27, 2024
Filing delay
39 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $53.5K. It was filed 39 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
James Jeremy WilliamCIK 0001952160Officer (CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 21, 2024Common StockMOption exerciseAcquired+20,000$6.81+$136,20020,000Direct
Nov 26, 2024Common StockSSaleDisposed−500$8.03−$4,01519,500Direct
Nov 26, 2024Common StockSSaleDisposed−500$8.00−$4,00019,000Direct
Nov 26, 2024Common StockSSaleDisposed−396$8.34−$3,302.6418,604Direct
Nov 26, 2024Common StockSSaleDisposed−600$8.35−$5,01018,004Direct
Nov 26, 2024Common StockSSaleDisposed−765$8.04−$6,150.617,239Direct
Nov 26, 2024Common StockSSaleDisposed−700$8.35−$5,84516,539Direct
Nov 26, 2024Common StockSSaleDisposed−700$8.37−$5,85915,839Direct
Nov 27, 2024Common StockSSaleDisposed−2,000$7.72−$15,44013,839Direct
Nov 27, 2024Common StockSSaleDisposed−500$7.80−$3,90013,339Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 21, 2024Class AMOption exerciseAcquired+20,000$0.00$080,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)