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Meza Leal Andres Manuel's Form 4 filing

American Battery Technology Co (ABAT) · filed Oct 8, 2024

Accession no.
0001493152-24-040477
Filed
Oct 8, 2024
Trade date
Oct 4-8, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Meza Leal Andres ManuelCIK 0001877860Officer (Former Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 4, 2024Common StockAGrant or awardAcquired+4,008$0.00$0170,928Direct
Oct 4, 2024Common StockAGrant or awardAcquired+21,875$0.00$0192,803Direct
Oct 8, 2024Common StockFTax withholdingDisposed−6,367$1.01−$6,430.67186,436Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 4, 2024Common StockPPurchaseAcquired+2,554$6.60+$16,856.42,554Direct
Oct 4, 2024Common StockPPurchaseAcquired+907$6.53+$5,922.71907Direct
Oct 4, 2024Common StockPPurchaseAcquired+12,576$4.33+$54,454.0812,576Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)