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Cox Kevin Brian's Form 4 filing

SurgePays, Inc. (SURG) · filed Sep 4, 2024

Accession no.
0001493152-24-034942
Filed
Sep 4, 2024
Trade date
Sep 1-3, 2024
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $51.9K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cox Kevin BrianCIK 0001784994Director, Officer (CEO and Chairman of Board)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2024Restricted Shares (Common Stock)AGrant or awardAcquired+83,333$0.00$05,821,112Direct
Sep 3, 2024Shares of Common Stock)SSaleDisposed−35,100$1.48F4−$51,9485,786,012Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

Based upon shares sold at a high price of $1.55, a low price of $1.43, and an average of $1.4782. The full breakdown of the prices for all shares sold will be provided at the request of the SEC.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)