Tempus AI, Inc.'s Form 4 filing
Personalis, Inc. (PSNL) · filed Aug 20, 2024
- Accession no.
- 0001493152-24-033271
- Filed
- Aug 20, 2024
- Trade date
- Aug 16, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $17.7M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tempus AI, Inc.CIK 0001717115 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2024 | Common Stock | XIn-the-money exerciseAcquired | +4,609,400 | $1.50 | +$6,914,100 | 4,609,400 | Direct | |
| Aug 16, 2024 | Common Stock | XIn-the-money exerciseAcquired | +4,609,400 | $2.50 | +$11,523,500 | 9,218,800 | Direct | |
| Aug 16, 2024 | Common Stock | PPurchaseAcquired | +3,500,000 | $5.07 | +$17,745,000 | 12,718,800 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2024 | Common Stock | XIn-the-money exerciseDisposed | −4,609,400 | – | – | 0 | Direct | |
| Aug 16, 2024 | Common Stock | XIn-the-money exerciseDisposed | −4,609,400 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.