Akin Thomas B's Form 4 filing
Mobivity Holdings Corp. (MFON) ยท filed Aug 9, 2024
- Accession no.
- 0001493152-24-030894
- Filed
- Aug 9, 2024, 12:02 PM ET
- Trade date
- Nov 11, 2022-Jun 30, 2024
- Filing delay
- 637 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 30 non-derivative transactions and 22 derivative transactions. Open-market purchases total $1.11M. It was filed 637 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Akin Thomas BCIK 0001026505 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock | PPurchaseAcquired | +27,184 | $1.08 | +$29,358.72 | 24,762,750 | Indirect | |
| Nov 30, 2022 | Common Stock | PPurchaseAcquired | +1,549 | $1.14 | +$1,765.86 | 24,764,299 | Indirect | |
| Dec 31, 2022 | Common Stock | PPurchaseAcquired | +3,252 | $1.14 | +$3,707.28 | 24,767,551 | Indirect | |
| Mar 31, 2023 | Common Stock | PPurchaseAcquired | +56,557 | $1.05 | +$59,384.85 | 24,824,108 | Direct | |
| Mar 31, 2023 | Common Stock | PPurchaseAcquired | +58,546 | $1.05 | +$61,473.3 | 24,882,654 | Direct | |
| Mar 31, 2023 | Common Stock | PPurchaseAcquired | +63,577 | $1.05 | +$66,755.85 | 24,946,231 | Direct | |
| Mar 31, 2023 | Common Stock | PPurchaseAcquired | +3,252 | $1.05 | +$3,414.6 | 24,949,483 | Indirect | |
| Mar 31, 2023 | Common Stock | PPurchaseAcquired | +2,937 | $1.05 | +$3,083.85 | 24,952,420 | Indirect | |
| Mar 31, 2023 | Common Stock | PPurchaseAcquired | +3,252 | $1.05 | +$3,414.6 | 24,762,750 | Indirect | |
| Jun 30, 2023 | Common Stock | PPurchaseAcquired | +65,271 | $0.99 | +$64,618.29 | 25,020,943 | Direct | |
| Jun 30, 2023 | Common Stock | PPurchaseAcquired | +67,466 | $0.99 | +$66,791.34 | 25,088,389 | Direct | |
| Jun 30, 2023 | Common Stock | PPurchaseAcquired | +65,271 | $0.99 | +$64,618.29 | 25,153,660 | Direct | |
| Jun 30, 2023 | Common Stock | PPurchaseAcquired | +3,147 | $0.99 | +$3,115.53 | 25,156,807 | Indirect | |
| Jun 30, 2023 | Common Stock | PPurchaseAcquired | +3,252 | $0.99 | +$3,219.48 | 25,160,059 | Indirect | |
| Jun 30, 2023 | Common Stock | PPurchaseAcquired | +3,147 | $0.99 | +$3,115.53 | 25,163,206 | Indirect | |
| Sep 30, 2023 | Common Stock | PPurchaseAcquired | +104,405 | $0.64 | +$66,819.2 | 25,267,611 | Direct | |
| Sep 30, 2023 | Common Stock | PPurchaseAcquired | +104,405 | $0.64 | +$66,819.2 | 25,372,016 | Direct | |
| Sep 30, 2023 | Common Stock | PPurchaseAcquired | +102,665 | $0.64 | +$65,705.6 | 25,474,681 | Direct | |
| Sep 30, 2023 | Common Stock | PPurchaseAcquired | +3,252 | $0.64 | +$2,081.28 | 25,477,933 | Indirect | |
| Sep 30, 2023 | Common Stock | PPurchaseAcquired | +3,252 | $0.64 | +$2,081.28 | 25,481,185 | Indirect | |
| Sep 30, 2023 | Common Stock | PPurchaseAcquired | +3,147 | $0.64 | +$2,014.08 | 25,484,332 | Indirect | |
| Dec 31, 2023 | Common Stock | PPurchaseAcquired | +206,246 | $0.37 | +$76,311.02 | 25,690,578 | Direct | |
| Dec 31, 2023 | Common Stock | PPurchaseAcquired | +200,584 | $0.37 | +$74,216.08 | 25,891,162 | Direct | |
| Dec 31, 2023 | Common Stock | PPurchaseAcquired | +207,271 | $0.37 | +$76,690.27 | 26,098,433 | Direct | |
| Dec 31, 2023 | Common Stock | PPurchaseAcquired | +3,252 | $0.37 | +$1,203.24 | 26,101,685 | Indirect | |
| Dec 31, 2023 | Common Stock | PPurchaseAcquired | +3,147 | $0.37 | +$1,164.39 | 26,104,832 | Indirect | |
| Dec 31, 2023 | Common Stock | PPurchaseAcquired | +3,252 | $0.37 | +$1,203.24 | 26,108,084 | Indirect | |
| Mar 31, 2024 | Common Stock | PPurchaseAcquired | +25,466 | $0.40 | +$10,186.4 | 26,133,550 | Indirect | |
| Mar 31, 2024 | Common Stock | PPurchaseAcquired | +550,122 | $0.40 | +$220,048.8 | 26,683,672 | Direct | |
| Jun 30, 2024 | Common Stock | PPurchaseAcquired | +25,143 | $0.41 | +$10,308.63 | 26,708,815 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2023 | Common Stock | AGrant or awardAcquired | +58,333 | $0.00 | $0 | 1,436,993 | Direct | |
| Oct 26, 2023 | Common Stock | AGrant or awardAcquired | +41,666 | $0.00 | $0 | 1,853,659 | Direct | |
| Nov 1, 2023 | Common Stock | AGrant or awardAcquired | +500,000 | $0.00 | $0 | 2,353,659 | Indirect | |
| Dec 13, 2023 | Common Stock | AGrant or awardAcquired | +708,333 | $0.00 | $0 | 3,061,992 | Direct | |
| Dec 20, 2023 | Common Stock | AGrant or awardAcquired | +98,087 | $0.00 | $0 | 3,160,079 | Direct | |
| Dec 21, 2023 | Common Stock | AGrant or awardAcquired | +458,333 | $0.00 | $0 | 3,618,412 | Direct | |
| Jan 9, 2024 | Common Stock | AGrant or awardAcquired | +833,333 | $0.00 | $0 | 4,451,745 | Direct | |
| Jan 24, 2024 | Common Stock | AGrant or awardAcquired | +208,333 | $0.00 | $0 | 4,660,078 | Direct | |
| Jan 30, 2024 | Common Stock | AGrant or awardAcquired | +416,666 | $0.00 | $0 | 5,076,744 | Direct | |
| Feb 15, 2024 | Common Stock | AGrant or awardAcquired | +333,333 | $0.00 | $0 | 5,410,077 | Direct | |
| Feb 21, 2024 | Common Stock | AGrant or awardAcquired | +333,333 | $0.00 | $0 | 5,743,410 | Direct | |
| Feb 28, 2024 | Common Stock | AGrant or awardAcquired | +416,666 | $0.00 | $0 | 6,160,076 | Direct | |
| Mar 6, 2024 | Common Stock | AGrant or awardAcquired | +500,000 | $0.00 | $0 | 6,660,076 | Direct | |
| Mar 14, 2024 | Common Stock | AGrant or awardAcquired | +250,000 | $0.00 | $0 | 6,910,076 | Direct | |
| Apr 1, 2024 | Common Stock | AGrant or awardAcquired | +500,000 | $0.00 | $0 | 7,410,076 | Direct | |
| Apr 3, 2024 | Common Stock | AGrant or awardAcquired | +416,666 | $0.00 | $0 | 7,826,742 | Direct | |
| Apr 25, 2024 | Common Stock | AGrant or awardAcquired | +583,333 | $0.00 | $0 | 8,410,075 | Direct | |
| May 1, 2024 | Common Stock | AGrant or awardAcquired | +416,666 | $0.00 | $0 | 8,826,741 | Direct | |
| May 15, 2024 | Common Stock | AGrant or awardAcquired | +583,333 | $0.00 | $0 | 9,410,074 | Direct | |
| Jun 12, 2024 | Common Stock | AGrant or awardAcquired | +500,000 | $0.00 | $0 | 9,910,074 | Direct | |
| Jun 20, 2024 | Common Stock | AGrant or awardAcquired | +166,666 | $0.00 | $0 | 10,076,740 | Direct | |
| Jun 26, 2024 | Common Stock | AGrant or awardAcquired | +333,333 | $0.00 | $0 | 10,410,073 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.