Rideout Stanton K's Form 4/A amendment
AmendedHycroft Mining Holding Corp (HYMC) · filed Aug 2, 2024
- Accession no.
- 0001493152-24-030090
- Filed
- Aug 2, 2024
- Trade date
- Mar 25-May 23, 2024
- Filing delay
- 130 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 28, 2024
This filing lists 3 non-derivative transactions. Open-market sales total $20.9K. It was filed 130 days after the trade.
This amendment replaces 0001493152-24-021682 (filed May 28, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rideout Stanton KCIK 0001192052 | Officer (Executive Vice President & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2024 | Class A Common Stock | SSaleDisposed | −944 | $2.16F2 | −$2,039.04 | 108,973 | Direct | |
| Apr 25, 2024 | Class A Common Stock | SSaleDisposed | −5,094 | $3.70F2 | −$18,847.8 | 103,879 | Direct | |
| May 23, 2024 | Class A Common Stock | AGrant or awardAcquired | +50,000 | $0.00 | $0 | 153,879 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.
- F2
The sale price represents the weighted average sale price of the shares sold.
Referenced by the price of 2 transactions in Table I.
- F3
Of this amount, 83,167 were unvested RSUs as of March 25, 2024.
- F4
Of this amount, 66,501 were unvested RSUs as of April 25, 2024.
- F5
Represents the award of RSUs by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of May 23, 2025 and May 23, 2026 and 34% vest on May 23, 2027. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.
- F6
Of this amount, 116,501 were unvested RSUs as of May 23, 2024.
Remarks
On November 14, 2023, the issuer effectuated a 1-for-10 reverse stock split of its common stock. All transactions and share amounts reported on this Form 4 give effect to the reverse stock split.