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Meza Leal Andres Manuel's Form 4 filing

American Battery Technology Co (ABAT) · filed Jul 5, 2024

Accession no.
0001493152-24-026373
Filed
Jul 5, 2024
Trade date
Jul 1-5, 2024
Filing delay
4 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed 4 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Meza Leal Andres ManuelCIK 0001877860Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2024Common StockAGrant or awardAcquired+4,009$0.00$0161,599Direct
Jul 1, 2024Common StockAGrant or awardAcquired+9,375$0.00$0170,974Direct
Jul 5, 2024Common StockFTax withholdingDisposed−4,054$1.01−$4,094.54166,920Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2024Common StockPPurchaseAcquired+2,554$6.60+$16,856.4145,775Direct
Jul 1, 2024Common StockPPurchaseAcquired+907$6.53+$5,922.71146,682Direct
Jul 1, 2024Common StockPPurchaseAcquired+12,577$4.33+$54,458.41159,259Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)