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Melsert Ryan Mitchell's Form 4 filing

American Battery Technology Co (ABAT) · filed Jul 5, 2024

Accession no.
0001493152-24-026372
Filed
Jul 5, 2024
Trade date
Jul 1-5, 2024
Filing delay
4 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed 4 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Melsert Ryan MitchellCIK 0001823522Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2024Common StockAGrant or awardAcquired+6,690$0.00$01,132,945Direct
Jul 1, 2024Common StockAGrant or awardAcquired+10,937$0.00$01,143,882Direct
Jul 5, 2024Common StockFTax withholdingDisposed−5,341$1.01−$5,394.411,138,541Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2024Common StockPPurchaseAcquired+8,173$10.50+$85,816.5588,650Direct
Jul 1, 2024Common StockPPurchaseAcquired+2,951$10.49+$30,955.99591,601Direct
Jul 1, 2024Common StockPPurchaseAcquired+37,691$4.33+$163,202.03629,292Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)