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Jolcover Scott's Form 4 filing

American Battery Technology Co (ABAT) · filed Jul 5, 2024

Accession no.
0001493152-24-026371
Filed
Jul 5, 2024
Trade date
Jul 1-5, 2024
Filing delay
4 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed 4 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jolcover ScottCIK 0001426863Officer (Chief Resource Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2024Common StockAGrant or awardAcquired+2,012$0.00$0228,122Direct
Jul 1, 2024Common StockAGrant or awardAcquired+6,250$0.00$0234,372Direct
Jul 5, 2024Common StockFTax withholdingDisposed−2,501$1.01−$2,526.01231,871Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2024Common StockPPurchaseAcquired+795$6.60+$5,24751,948Direct
Jul 1, 2024Common StockPPurchaseAcquired+453$6.53+$2,958.0952,401Direct
Jul 1, 2024Common StockPPurchaseAcquired+7,534$4.29+$32,320.8659,935Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)