Chan Heng Fai Ambrose's Form 4 filing
Alset Inc. (AEI) · filed Jun 28, 2024
- Accession no.
- 0001493152-24-025611
- Filed
- Jun 28, 2024
- Trade date
- Jun 26-27, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $219.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chan Heng Fai AmbroseCIK 0001261725 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 26, 2024 | Common Stock | PPurchaseAcquired | +3,318 | $1.38 | +$4,578.84 | 5,725,175 | Direct | |
| Jun 27, 2024 | Common Stock | PPurchaseAcquired | +120,000 | $1.79 | +$214,800 | 5,845,175 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.