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Mintz Steven's Form 4 filing

Serina Therapeutics, Inc. (SER) · filed Jun 27, 2024

Accession no.
0001493152-24-025498
Filed
Jun 27, 2024
Trade date
Jun 21-25, 2024
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $70.9K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mintz StevenCIK 0002008741Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 21, 2024Common StockPPurchaseAcquired+5,000$9.50+$47,5008,307Direct
Jun 25, 2024Common StockPPurchaseAcquired+2,600$9.00+$23,40010,907Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)